Wealth Management Compliance Branch Examiner

<p>Morgan Stanley is seeking a strong candidate for its Wealth Management Branch Examination team. The individual will be responsible for the oversight and independent execution of examinations in retail branch locations. Conduct retail branch office inspections utilizing a risk based testing methodology. Use expertise and judgment to assess testing results and the adequacy and effectiveness of the control environment in the branch. Conduct meetings with branch management to discuss preliminary findings, root cause of noted issues, and obtain formal management responses to exam findings. Verify and validate the completion of the recommended corrective action plans. Manage multiple examinations and projects simultaneously. Stay up to date with industry and regulatory changes.</p><p>Morgan Stanley is an Equal Opportunity Employer. We celebrate diversity and are committed to creating an inclusive environment for all employees. We do not discriminate based upon race, religion, color, national origin, sex, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.</p>